The financial crisis of 2008 highlighted existing problems and led to the decision of the European Commission to revise MiFID. As a result, MiFID II/MiFIR have entered into force on 3rd January 2018, and are expected to significantly affect entities providing investment services.
MiFID II sets out the way in which investment firms should conduct their business and the way that they needed to be organized in order to operate correctly. It also covers issues such as the authorization requirements for regulated financial markets, requirements to report to regulators to avoid market abuse, transparency in buying and selling shares, as well as setting out rules to cover the requirements for financial instruments to be traded. We provide a range of MiFID services to develop solutions to ensure you to meet all regulatory requirements.
Undertake a gap analysis between your current way of operation and the MiFID II/MiFIR provisions and Implement properly the MiFID II/MiFIR requirements.
Vertu provides a range of MiFID-compliant services that meet current and upcoming regulatory requirements. This allows investment managers to satisfy the compliance needs of today, while also future-proofing their business.
MiFID is a significant piece of legislation affecting the financial services environment. Accordingly.
The scope and depth of requirements under MiFID II touch all aspects of investment activities, including marketing and distribution, trading and research, counterparty interactions, and day-to-day operations. We can assist you with day-to-day queries in relation to MiFID II/MiFIR, prepare or update your policies and procedures and provide you with adequate training.
These fundamental values are the guiding cornerstones of every step we take towards your needs. Entities evaluate their business risks while targeting to reach their objectives.
Read More... Vertu Projects Ltd
48 Themistokli Dervi, Centennial Tower, Office 501, 1066 Nicosia, Cyprus
